Discipline and Dismissal

Breaking News



Ivan Israelstam

 

In order to optimise the corrective effect of discipline it needs to be implemented as swiftly as possible. This does not mean that the disciplinary process must be carried out hastily. It does mean that, psychologically and legally, unnecessary delays must be avoided. Psychologically, the closer in time the corrective action/discipline is to the time the misconduct was perpetrated, the more effective the corrective action is likely to be.

This is because:

  • The time proximity between the two creates a direct and clear connection between the misconduct and the discipline in the mind of the transgressor.
  • This in turn assists the employee in learning and understanding that misconduct will result in a negative consequence.

 

From a legal point of view, discipline that is unnecessarily delayed can be found to be faulty.

That is, an unnecessary delay in bringing charges can result in the belief that:

  • the misconduct was not serious enough to merit discipline;
  • procedural time frames have been overstepped; or
  • the discipline was not truly instituted due to the alleged misconduct but rather due to the existence of a hidden agenda and the actual charge was a mere pretext.

 

In the case of Van Eyk v the Minister of Correctional Services (2005, 6 BLLR 639) the employee was charged with fraud almost two years after the fraudulent transactions allegedly took place. As the employer's disciplinary procedures appeared to require that charges be brought within three-and-a-half months of the employer's discovery of the alleged transgression, the court ruled that the disciplinary charges had fallen away.

In Duiker Mining LTD v CCMA and others (2003, 6 BLLR 550) the Labour Court agreed that the bringing of disciplinary charges should not be delayed unnecessarily. In Riekert v CCMA and others (2006, 4 BLLR 353) the employee was dismissed for gaining unauthorised access to management drawers.

The CCMA upheld the fairness of the dismissal. However, on review in the Labour Court, the employee contended that the employer had not followed proper procedures. The court agreed with the employee. It cited a number of procedural irregularities, including the fact that the employer had allowed an unreasonable and unnecessary time delay between the discovery of the alleged infraction and the laying of charges against the employee.

These cases, and a number of others, make it clear that in cases of disciplinary action, the institution of an investigation and the proffering of charges against the accused employee must not be delayed unnecessarily.  I stress once again that this does not mean that the employer must cut short its investigation for fear of breaking the rule requiring prompt disciplinary action, and in the process harm its chances of a successful outcome in the ensuing disciplinary hearing.

It means, in practice, that the employer should:

  • Begin the investigation into the alleged misconduct without delay once it has discovered the infraction. The sooner the investigation begins, the sooner it can be completed.
  • Ensure that the investigation is completed without any unnecessary delay but also without unnecessary haste.

 

That is, a balance between speed and thoroughness must be created. A thoroughly competent investigator must be assigned immediately. He/she must make the investigation a priority and attempt to prevent extraneous issues from delaying the progress of the investigation.

He/she must, on the one hand, turn over every stone in discovering the facts of the case but, on the other hand, must find ways of effectively managing the time spent on the investigation.

This should result in a large number of facts being discovered in as short a time as possible.

  • Decide, based on the findings of the investigation, whether there are grounds to hold a disciplinary hearing.
  • If such grounds exist, formulate the charges without delay and notify the employee thereof.

However, employers need to proceed with caution. The principle requiring speedy discipline does not allow the employer to hold the actual hearing before the employee has had a fair opportunity to prepare a defence. Thus, a delay in holding the hearing will be well justified if it is motivated by the need to give the employee time to understand the charges and to apply his/her mind to a defence. Where employers do not have internal officials with the time or know-how to manage this process, they are advised to outsource this task to an external expert.

Also, expert training of officials in the skills required to investigate and bring charges can go a long way towards avoiding procedural flaws that can invalidate the disciplinary process.

  • He can be contacted on 011-888-7944 or
  • Our appreciation to Ivan and The Star newspaper for permission to publish this article 

Courses and Workshops

 

                                         

 

 

 

 Our Clients